SEC seeking investor comments on proposed broker disclosure forms
The SEC is soliciting comments from investors in mutual funds, 529 plans, and certain other securities about its January 29, 2004 rule proposal regarding new point-of-sale disclosure forms. The purpose of the new forms is to provide investors with more information about costs and conflicts of interest associated with broker-sold investments. Comments must be received within 60 days of the date after the release is published in the Federal Register.
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