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529 News

SEC seeking investor comments on proposed broker disclosure forms

(March 16, 2004) - The SEC is soliciting comments from investors in mutual funds, 529 plans, and certain other securities about its January 29, 2004 rule proposal regarding new point-of-sale disclosure forms. The purpose of the new forms is to provide investors with more information about costs and conflicts of interest associated with broker-sold investments. Comments must be received within 60 days of the date after the release is published in the Federal Register.

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